Short selling

Results: 2054



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741Short selling / Financial regulation / Financial markets / United States Securities and Exchange Commission / Locate / Short / Failure to deliver / U.S. Securities and Exchange Commission / Security / Financial economics / Finance / Business

SECURITIES AND EXCHANGE COMMISSION 17 CFR PART 242 [Release No[removed]; File No. S7[removed]RIN 3235-AK22 Amendments to Regulation SHO AGENCY: Securities and Exchange Commission.

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Source URL: www.sec.gov.

Language: English - Date: 2008-10-15 13:26:41
742Financial system / Financial regulation / Short / Short selling / U.S. Securities and Exchange Commission / Securities market / Capital market / Derivative / Stock market / Financial markets / Financial economics / Finance

May 20, 1998 N.G.I.S.C. Chicago Meeting[removed]SECURITIES/FUTURES EXCHANGES AS EXAMPLES OF SELF-REGULATION

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Source URL: govinfo.library.unt.edu

Language: English - Date: 2001-11-30 18:17:42
743Short selling / Financial regulation / Financial markets / Securities / Locate / Naked short selling / Short / Security / Failure to deliver / Financial economics / Finance / Financial system

Final Rule: Amendments to Regulation SHO (Interim final temporary rule)

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Source URL: www.sec.gov.

Language: English - Date: 2008-10-23 11:50:09
744Financial regulation / Short / Short selling / Securities research / Investment banking / Financial economics / Finance / Financial system

NIOGOLD MINING CORPORATION Equity Research | Metals & Mining Please see important disclosures at the end of this document Ticker

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Source URL: www.niogold.com

Language: English - Date: 2014-05-23 16:54:43
745Business / Securities Exchange Act / Uniform Securities Act / U.S. Securities and Exchange Commission / Short / Financial Industry Regulatory Authority / Selling away / United States securities law / Financial system / Financial economics

GURVITC~ [removed][removed]www.sgrolaw.com

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Source URL: www.sec.gov

Language: English - Date: 2003-11-25 19:45:56
746Short selling / Securities / Financial regulation / Stock market / Short / Depository Trust & Clearing Corporation / Naked short selling / Security / Securities lending / Financial economics / Finance / Financial system

Comment letter on File No. SR-NASD[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-12-13 14:13:24
747Financial markets / Financial regulation / Short selling / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Algorithmic trading / Securities Commission / Short / Securities market / Financial economics / Business / Finance

OPENING STATEMENT OF RANKING DEMOCRATIC MEMBER PAUL E. KANJORSKI SUBCOMMITTEE ON CAPITAL MARKETS, INSURANCE, AND GOVERNMENT SPONSORED ENTERPRISES THIRD HEARING ON REVIEWING U.S. CAPITAL MARKET STRUCTURE: THE ROLE OF THE

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Source URL: democrats.financialservices.house.gov

Language: English - Date: 2007-02-11 23:00:00
748Business / Financial regulation / Short / Short selling / Futures contract / Finance / Financial economics / Financial markets

Central Bank of Bahrain Rulebook Volume 1: Conventional Bank Licensees

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Source URL: www.cbb.gov.bh

Language: English - Date: 2014-07-31 04:42:01
749United States Securities and Exchange Commission / Finance / Financial economics / Business / Short selling / Securities Act / Form 13F / U.S. Securities and Exchange Commission / Securities Exchange Act / SEC filings / United States securities law / 73rd United States Congress

Microsoft Word - Release _Finaldated_[removed]doc

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Source URL: www.sec.gov.

Language: English - Date: 2008-11-17 15:30:05
750Investment / Finance / Financial regulation / Short selling / Financial markets / Boston Options Exchange / Short / Order / Fee / Stock market / Business / Financial economics

CITADEL June 9,2006 Nancy Morris Secretary Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2006-06-16 11:44:29
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